Janice J. Whitten

OAK HARVEST INVESTMENT SERVICES

Houston, TX 77024

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CRD#: 2882019

Professional summary

Janice Jacqueline Whitten, CFP®, who also goes by Janice Jacqueline Bowen, Janice Bowen, Janice Jacqueline Flores, Janice Jacueline Flores, Janice J Whitten, is a registered financial advisor currently at OAK HARVEST INVESTMENT SERVICES located in Houston, Texas.

Janice is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Janice has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Janice Jacqueline Bowen | Janice Bowen | Janice Jacqueline Flores | Janice Jacueline Flores | Janice J Whitten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent; Oak Harvest Insurance Services, LLC; Investment Related: No; 920 Memorial City Way HOUSTON, TX 77024; 2023-01-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 20;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janice Jacqueline Whitten's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

May 24, 2023 - Present

OAK HARVEST INVESTMENT SERVICES

Office #1: 920 Memorial City Way Suite 150, Houston, TX 77024

RIA

CRD#: 173293

Houston, TX

Past

September 23, 2019 - June 6, 2023

INTRUA FINANCIAL

RIA

CRD#: 281554

HOUSTON, TX

Past

August 27, 2019 - June 16, 2023

LPL FINANCIAL LLC

CRD#: 6413

HOUSTON, TX

Past

January 1, 2010 - June 3, 2019

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

ATLANTA, GA

Past

July 22, 2005 - January 1, 2010

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

RIA

CRD#: 109264

HOUSTON, TX

Past

July 3, 1997 - June 4, 2019

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAK HARVEST INVESTMENT SERVICES

OAK HARVEST FINANCIAL GROUP | OAK HARVEST INVESTMENT SERVICES, LLC | OAK HARVEST INVESTMENT SERVICES

CRD#: 173293 / SEC#: 801-116667

RIA

Registered Investment Advisory firm - (5/22/2019 Approved)

Texas

Registered Investment Advisory firm - (6/3/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/2/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OAK HARVEST INVESTMENT SERVICES

OAK HARVEST FINANCIAL GROUP | OAK HARVEST INVESTMENT SERVICES, LLC | OAK HARVEST INVESTMENT SERVICES

CRD#: 173293 / SEC#: 801-116667

RIA

Registered Investment Advisory firm - (5/22/2019 Approved)

Texas

Registered Investment Advisory firm - (6/3/2019 Terminated)

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Contact information

Main Address

920 Memorial City Way Suite 150, Houston, TX 77024

Mailing Address

Phone number

(281) 822-1350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - OAK HARVEST INVESTMENT SERVICES (8/8/2025)

Regulatory assets under management

Total Number of Accounts	2,633
AUM (Assets Under Management)	$ 940,834,408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Janice J. Whitten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janice Jacqueline Whitten's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTRUA FINANCIAL

LPL FINANCIAL LLC

INVESCO ADVISERS, INC.

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

OAK HARVEST INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2005

Series 63

Date: 3/26/1999

SIE

Date: 10/1/2018

Series 7

Date: 3/29/2006

Series 6

Date: 7/2/1997

Current Firm

OAK HARVEST INVESTMENT SERVICES

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAK HARVEST INVESTMENT SERVICES

TRUST BUT VERIFY

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