Donald E. Askey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Edwin Askey was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1997. Donald had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2012 - September 27, 2018
DAKOTA WEALTH, LLC
May 28, 2010 - March 8, 2012
PROVIDENT ADVISORY GROUP
March 27, 2009 - January 10, 2013
ICAPITAL, LLC
January 27, 2004 - May 28, 2010
PROVIDENT ADVISORY GROUP
November 30, 2000 - July 14, 2008
COMMONWEALTH FINANCIAL NETWORK
October 26, 2000 - July 14, 2008
COMMONWEALTH FINANCIAL NETWORK
July 27, 1998 - October 31, 2000
LPL FINANCIAL LLC
June 5, 1997 - July 24, 1998
GUARANTY BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DAKOTA WEALTH, LLC
CRD#: 141137 / SEC#: 801-67012
Contact information
Red Flags
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