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Brian S. Lakkides
FINANCIAL FREEDOM HOUSE
Waterford, MI 48327-1668
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CRD#: 2881927
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Professional summary
Brian Stephen Lakkides, AIF® is a registered financial advisor currently at FINANCIAL FREEDOM HOUSE located in Waterford, Michigan.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 - PRESIDENT and 100% SHAREHOLDER, FIDUCIARY FIREWALL CONSULTING, INC. |6515 Highland Rd, Suite 240, Waterford, MI 48327 | Investment related | Start 2012 | ~50 hours per month, all during trading hours | Provide ERISA compliance and consulting services to qualified retirement plan sponsors, Serve as a speaker at continuing professional education events \\\\\\\\\\ 2 - PRESIDENT and 50% SHAREHOLDER, CORPORATE PLAN ADMINISTRATORS, INC. |6515 Highland Rd, Suite 240, Waterford, MI 48327 | Investment related | Start 1996 | ~50 hours per month, all during trading hours | Provide Third Party Administration to supplemental insurance programs and ERISA 3(16) administrative fiduciary services to qualified retirement plans \\\\\\\\\\ 3 - BOARD MEMBER & INSTRUCTOR, CYGNET INSTITUTE OF PERSONAL FINANCIAL LITERACY | 6515 Highland Rd, Suite 240, Waterford, MI 48327 | Investment Related | Start 1992, Board member since 2015 | <5 hours per month, all instruction after hours, board meetings are held during hours | Provide financial literacy training and education workshops/seminars. Cygnet Institute is a 501(c)(3) tax-exempt organization. \\\\\\\\\\ 4 - INSURANCE AGENT, CYGNET FINANCIAL PLANNING, INC. | 6515 Highland Rd, Suite 240, Waterford, MI 48327 | Not investment related | Start 2012 | <10 hours per month, all during trading hours | Appointment with multiple carriers to solicit life, disability, and fixed annuity business. \\\\\\\\\\ 5 - USSF GRADE 7 SOCCER REFEREE | Not investment related | Start 2016 | ~200 HRS/YEAR | Officiate USSF sanctioned competitive youth and adult soccer matches
CRS (Client Relationship Summary) - RIA
Click below to view Brian Stephen Lakkides's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 21, 2010 - Present
FINANCIAL FREEDOM HOUSE
Office #1: 6515 Highland Rd Suite 240, Waterford, MI 48327-1668RIA
CRD#: 123430
Waterford, MI
Past
December 15, 2005 - December 27, 2016
TRIAD ADVISORS LLC
BD
CRD#: 25803
WATERFORD, MI
Past
December 5, 2002 - December 15, 2005
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
January 2, 1998 - November 8, 2002
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
July 21, 1997 - December 31, 1997
PINEBRIDGE SECURITIES LLC
BD
CRD#: 5967
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FINANCIAL FREEDOM HOUSE
AMERICAN LABOR FINANCIAL ADVISORS (A.L.F.A.) | ZOTOS & ASSOCIATES FINANCIAL FREEDOM HOUSE | RETIREMENT SERVICES CENTER | FINANCIAL WELLNESS CENTERS | FINANCIAL FREEDOM HOUSE | FIDUCIARY FIREWALL ADVISERS, INC. | CYGNET STRATEGIES, LLC | CYGNET FINANCIAL PLANNING INC. | CYGNET FINANCIAL FREEDOM HOUSE | CHIEF FINANCIAL INVESTMENT ADVISORS | CAER, LLC
CRD#: 123430 / SEC#: 801-113800
RIA
Registered Investment Advisory firm - (8/9/2018 Approved)Michigan
Registered Investment Advisory firm - (8/21/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/16/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(12/21/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FF
FINANCIAL FREEDOM HOUSE
AMERICAN LABOR FINANCIAL ADVISORS (A.L.F.A.) | ZOTOS & ASSOCIATES FINANCIAL FREEDOM HOUSE | RETIREMENT SERVICES CENTER | FINANCIAL WELLNESS CENTERS | FINANCIAL FREEDOM HOUSE | FIDUCIARY FIREWALL ADVISERS, INC. | CYGNET STRATEGIES, LLC | CYGNET FINANCIAL PLANNING INC. | CYGNET FINANCIAL FREEDOM HOUSE | CHIEF FINANCIAL INVESTMENT ADVISORS | CAER, LLC
CRD#: 123430 / SEC#: 801-113800
RIA
Registered Investment Advisory firm - (8/9/2018 Approved)Michigan
Registered Investment Advisory firm - (8/21/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/16/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6515 Highland Rd Suite 240, Waterford, MI 48327-1668
Mailing Address
Po Box 301000, Waterford, MI 48330-1000
Phone number
(248) 673-2900
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 525 |
| AUM (Assets Under Management) | $ 188,799,000 |
Red Flags
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