Stephen J. Brunette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Joseph Brunette, CFA was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1997. Stephen had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2019 - April 16, 2021
PFE ADVISORS, INC.
October 27, 2015 - August 2, 2018
MML DISTRIBUTORS, LLC
April 2, 2014 - August 2, 2018
MML STRATEGIC DISTRIBUTORS, LLC
July 1, 2009 - August 2, 2018
MML INVESTORS SERVICES, LLC
October 9, 2006 - October 3, 2014
MML DISTRIBUTORS, LLC
January 5, 2004 - October 9, 2006
MML INVESTORS SERVICES, LLC
July 27, 1999 - July 1, 2003
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
May 5, 1997 - April 6, 1998
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PFE ADVISORS, INC.
CRD#: 144798 / SEC#: 801-68292
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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