Hillard J. Pistole

Some features on this profile are disabled

CRD#: 2881566

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Hillard Joe Pistole, who also goes by Hilliard J Pistole, Hilliard Joe Pistole, Joe Pistole, was a registered financial professional .

Hillard is a previously registered financial professional and started their career in finance in 1997. Hillard had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Hilliard J Pistole | Hilliard Joe Pistole | Joe Pistole

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE NAME OF THE OTHER BUSINESS: TRINITY INSURANCE AND FINANCIAL SERVICES INVESTMENT RELATED?: YES ADDRESS OF OTHER BUSINESS: 3005 SOUTH 105TH STREET, FORT SMITH, AR 72903 NATURE OF OTHER BUSINESS: INSURANCE AND ANNUITY SALES YOUR POSITION: OWNER START DATE: 2013 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS PER MONTH: 160 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 160 BRIEFLY DESCRIBE YOUR DUTIES: INSURANCE AND ANNUITY SALES

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 16, 2021 - August 29, 2022

AEGIS WEALTH MANAGEMENT, INC.

RIA

CRD#: 301990

Fort Smith, AR

Past

June 20, 2016 - March 16, 2021

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Fort Smith, AR

Past

February 20, 2015 - June 21, 2016

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

FORT SMITH, AR

Past

October 22, 2013 - February 17, 2015

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

FORT SMITH, AR

Past

October 2, 2013 - February 17, 2015

HARBOUR INVESTMENTS, INC.

CRD#: 19258

FORT SMITH, AR

Past

August 4, 1997 - October 22, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FORT SMITH, AR

Past

June 27, 1997 - October 22, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FORT SMITH, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AEGIS WEALTH MANAGEMENT, INC.

CRD#: 301990 / SEC#: 801-117179

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/7/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/17/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1997

General Securities Representative Examination

Current Firm

AEGIS WEALTH MANAGEMENT, INC.

CRD#: 301990 / SEC#: 801-117179

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

317 State Street, Guthrie Center, IA 50115

Mailing Address

Phone number

(833) 483-8383

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AEGIS WEALTH MANAGEMENT INC. FORM ADV PART 2A BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,538
AUM (Assets Under Management)	$ 175,971,164

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Hillard J. Pistole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROOKSTONE CAPITAL MANAGEMENT LLC

HORTER INVESTMENT MANAGEMENT, LLC

HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AEGIS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/7/1997

Series 63

Date: 7/7/1997

SIE

Date: 2/17/2015

Series 7

Date: 6/16/1997

Current Firm

AEGIS WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AEGIS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors