Joseph Dewald
WEALTH ADVISORS GROUP
Fort Wayne, IN 46845
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CRD#: 2881285
Professional summary
Joseph Dewald, CFP® is a registered financial advisor currently at WEALTH ADVISORS GROUP located in Fort Wayne, Indiana.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joseph has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 04/28/2000 - NICH PROPERTIES, LLC - inv rel - Real Estate Rental - LANDLORD FOR PROFESSIONAL OFFICE BUILDING
(2) 10/31/2012 - ASH BROKERAGE - inv rel - 26 COLDWATER ROAD, FORT WAYNE, IN 46845 - NON-VARIABLE INSURANCE - GENERAL AGENCY FOR INSURANCE BUSINESS - 1% OF TIME SPENT - Ins types: life, disability, long-term care, fixed annuities
(3) 11/07/2012 - JLD CFP, INC - ACCOUNTING PURPOSES ONLY - USED ONLY FOR ACCOUNTING PURPOSES - 1% OF TIME SPENT
(4) 02/26/2015: WEALTH ADVISORS GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 12726 COLDWATER ROAD FORT WAYNE, IN 46845 - START 03/01/1991 - 80 HR/MO ALL DURING SECS TRDG HRS
(5) 03/03/2015 - SECURITIY FINANCIAL SERVICES, INC. - REGISTERED INVESTMENT ADVISOR - (HYBRID) WEALTH ADVISOR GROUP - TIME SPENT 80 HOURS PER MONTH - FORT WAYNE, IN
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Dewald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
December 11, 2000 - Present
WEALTH ADVISORS GROUP
Office #1: 12726 Coldwater Rd, Fort Wayne, IN 46845RIA
CRD#: 122050
Fort Wayne, IN
Past
October 25, 2000 - December 12, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT WAYNE, IN
Past
May 26, 2000 - September 1, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ADVISORS GROUP
SECURITY FINANCIAL SERVICES, INC. | WEALTH ADVISORS GROUP | THE ADVISORS GROUP
CRD#: 122050 / SEC#: 801-69787
RIA
Registered Investment Advisory firm - (1/2/2009 Approved)Indiana
Registered Investment Advisory firm - (2/12/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(12/11/2000)
IAR
Texas(8/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WEALTH ADVISORS GROUP
SECURITY FINANCIAL SERVICES, INC. | WEALTH ADVISORS GROUP | THE ADVISORS GROUP
CRD#: 122050 / SEC#: 801-69787
RIA
Registered Investment Advisory firm - (1/2/2009 Approved)Indiana
Registered Investment Advisory firm - (2/12/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12726 Coldwater Road, Fort Wayne, IN 46845
Mailing Address
Phone number
(260) 619-3100
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,848 |
| AUM (Assets Under Management) | $ 1,127,499,798 |
Red Flags
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