Brian R. Tippett

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CRD#: 2881212

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Robert Hartley Tippett, who also goes by Brian Robert Hartley Tippet, Brian R Tippett, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1997. Brian had worked at 5 firms and has passed the Series 66 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Robert Hartley Tippet | Brian R Tippett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 1, 2007 - April 12, 2012

ITS ASSET MANAGEMENT, L.P.

RIA

CRD#: 106977

CLEVELAND, OH

Past

January 18, 2007 - December 31, 2010

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

CLEVELAND, OH

Past

November 22, 2005 - December 31, 2006

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

October 24, 2005 - December 31, 2006

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

January 2, 2002 - November 21, 2005

BLUE VASE SECURITIES, LLC

RIA

CRD#: 46765

SANDUSKY, OH

Past

January 6, 2000 - October 24, 2005

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

October 21, 1997 - February 9, 2000

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ITS ASSET MANAGEMENT, L.P.

ITS ASSET MANAGEMENT LP | PTS ASSET MANAGEMENT | PORTFOLIO TIMING SERVICE | LEGIT CAPITAL | ITS ASSET MANAGEMENT, L.P.

CRD#: 106977 / SEC#: 801-7190

RIA

Registered Investment Advisory firm - (2/10/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6

Date: 10/20/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ITS ASSET MANAGEMENT, L.P.

ITS ASSET MANAGEMENT LP | PTS ASSET MANAGEMENT | PORTFOLIO TIMING SERVICE | LEGIT CAPITAL | ITS ASSET MANAGEMENT, L.P.

CRD#: 106977 / SEC#: 801-7190

RIA

Registered Investment Advisory firm - (2/10/1971 Approved)

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Contact information

Main Address

565 Washington Avenue Suite 7, North Haven, CT 06473

Mailing Address

Phone number

(203) 234-9499

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (4/11/2025)

Regulatory assets under management

Total Number of Accounts	1,089
AUM (Assets Under Management)	$ 282,828,566

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian R. Tippett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ITS ASSET MANAGEMENT, L.P.

FORTUNE FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

BLUE VASE SECURITIES, LLC

BLUE VASE SECURITIES, LLC

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

ITS ASSET MANAGEMENT, L.P.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/1999

Series 6

Date: 10/20/1997

Current Firm

ITS ASSET MANAGEMENT, L.P.

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ITS ASSET MANAGEMENT, L.P.

TRUST BUT VERIFY

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