AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
PC

Perry C. Catellier

Some features on this profile are disabled
CRD#: 2881016
PC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Perry Claude Catellier was a registered financial professional .

Perry is a previously registered financial professional and started their career in finance in 1997. Perry had worked at 4 firms and has passed the Series 63, SIE, Series 37 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 27, 2005 - May 18, 2018

MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.

BD
CRD#: 38108
MONTREAL, QUEBEC,
Past

March 8, 2002 - October 25, 2005

NBF SECURITIES (USA) CORP.

BD
CRD#: 25541
MONTREAL,
Past

June 11, 1999 - February 27, 2002

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY
Past

January 21, 1999 - June 1, 1999

MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.

BD
CRD#: 38108
TORONTO, ONTARIO,
Past

May 15, 1997 - December 9, 1998

GORDON CAPITAL INC.

BD
CRD#: 6947
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/13/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/18/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 37
Date: 5/5/1997
Canada Module of the General Securities Registered Representative (With Options Questions)
Principal/Supervisory Exam
RR
Series 24
Date: 6/13/2007
General Securities Principal Examination

Current Firm

MC
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD. | YORKTON CAPITAL INC. | ORION SECURITIES (USA) INC.

CRD#: 38108 / SEC#: , 8-48233

BD
Terminated by SEC on 05/18/2020
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MACQUARIE CAPITAL MARKETS CANADA LTD. (FORMERLY ORION SECURITIES INC.)SHAREHOLDER (PARENT COMPANY)
ALTARAS, ANDRE YEHUDACHIEF OPERATING OFFICER (12/2015)5625662
CONAHAN, JAMES SCFO/FINOP2538695
CRISTALL, DANIEL JOHNDIRECTOR6254685
DOYLE, JAMES DAVID TATEDIRECTOR7151466
HEBERT-SEYNETT, CHARLESSUPERVISORY PRINCIPAL6620102
ROZIER, STEPHANEDIRECTOR7198309
WONG, AUGUSTINE MINGCHIEF COMPLIANCE OFFICER4682800

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.

CRD#: 38108

TRUST BUT VERIFY

Monitor Perry Catellier

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.