James S. Wilde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Sean Wilde was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1997. James had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2001 - December 31, 2004
BRIDGEPORTFOLIO, INC.
August 1, 2001 - July 13, 2015
BRIDGEPORTFOLIO, INC.
May 19, 1999 - September 19, 2000
CHARLES SCHWAB & CO., INC.
May 1, 1997 - January 29, 1999
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRIDGEPORTFOLIO, INC.
CRD#: 114312 / SEC#:
Contact information
Red Flags
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