AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
MP

Matthew P. Plude

SIEBERT ADVISORNXT.
Chicago, IL 60601
Some features on this profile are disabled
CRD#: 2880966
MP

Professional summary


Matthew Phillip Plude, who also goes by Matthew Philip Plude, Matthew Plude, is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Chicago, Illinois and MURIEL SIEBERT & CO., LLC located in Chicago, Illinois.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Matthew has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 10, Series 9 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Matthew Philip Plude | Matthew Plude

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Siebert AdvisorNxt Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change. Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Matthew Phillip Plude's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 12, 2025 - Present

SIEBERT ADVISORNXT, LLC.

Office #1: 303 E. Wacker Dr., Suite 2950, Chicago, IL 60601
RIA
CRD#: 288572
Chicago, IL
Current

August 11, 2025 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 303 E. Wacker Dr. Suite 2950, Chicago, IL 60601
BD
CRD#: 5376
Chicago, IL
Past

September 18, 2023 - June 3, 2024

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Chicago, IL
Past

August 2, 2022 - July 28, 2025

MORGAN STANLEY

RIA
CRD#: 149777
Chicago, IL
Past

August 2, 2022 - July 28, 2025

MORGAN STANLEY

BD
CRD#: 149777
Chicago, IL
Past

May 27, 2009 - September 5, 2023

HARRISDIRECT LLC

RIA
CRD#: 42159
CHICAGO, IL
Past

September 14, 2006 - September 5, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
CHICAGO, IL
Past

November 21, 2005 - August 29, 2006

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
TAMPA, FL
Past

October 31, 1997 - November 22, 2005

BROWNCO, LLC

BD
CRD#: 1326
BOSTON, MA
Past

July 22, 1997 - September 29, 1997

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
EAST HANOVER, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA
Registered Investment Advisory firm - (7/11/2017 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/11/2025)
RR
Alaska
(8/11/2025)
RR
Arizona
(8/11/2025)
RR
Arkansas
(8/11/2025)
RR
California
(8/11/2025)
RR
Colorado
(8/11/2025)
RR
Connecticut
(8/11/2025)
RR
Delaware
(8/14/2025)
RR
District of Columbia
(8/11/2025)
RR
Florida
(8/11/2025)
RR
Georgia
(8/12/2025)
RR
Hawaii
(8/21/2025)
RR
Idaho
(8/11/2025)
RR
Illinois
(8/11/2025)
IAR
Illinois
(8/12/2025)
RR
Indiana
(8/22/2025)
RR
Iowa
(8/11/2025)
RR
Kansas
(8/11/2025)
RR
Kentucky
(8/11/2025)
RR
Louisiana
(8/11/2025)
RR
Maine
(8/11/2025)
RR
Maryland
(8/11/2025)
RR
Massachusetts
(8/12/2025)
RR
Michigan
(8/11/2025)
RR
Minnesota
(8/18/2025)
RR
Mississippi
(8/11/2025)
RR
Missouri
(8/11/2025)
RR
Montana
(8/11/2025)
RR
Nebraska
(8/11/2025)
RR
Nevada
(8/11/2025)
RR
New Hampshire
(8/11/2025)
RR
New Jersey
(8/11/2025)
RR
New Mexico
(8/11/2025)
RR
New York
(8/11/2025)
RR
North Carolina
(8/11/2025)
RR
North Dakota
(8/11/2025)
RR
Ohio
(8/11/2025)
RR
Oklahoma
(8/13/2025)
RR
Oregon
(8/11/2025)
RR
Pennsylvania
(8/11/2025)
RR
Puerto Rico
(8/11/2025)
RR
Rhode Island
(8/13/2025)
RR
South Carolina
(8/11/2025)
RR
South Dakota
(8/14/2025)
RR
Tennessee
(8/11/2025)
RR
Texas
(8/11/2025)
RR
Utah
(8/11/2025)
RR
Vermont
(8/11/2025)
RR
Virginia
(8/11/2025)
RR
Washington
(8/11/2025)
RR
West Virginia
(8/11/2025)
RR
Wisconsin
(8/11/2025)
RR
Wyoming
(8/11/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/20/2009
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


SA
SIEBERT ADVISORNXT, LLC.
SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA
Registered Investment Advisory firm - (7/11/2017 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
300 Vesey Street 5th Floor, New York, NY, 10282
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(800) 872-0444
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (42 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIEBERT ADVISORNXT PART 2 BROCHURE MARCH 31, 2025 (3/31/2025)

Regulatory assets under management


Total Number of Accounts786
AUM (Assets Under Management)$ 287,623,668

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SIEBERT ADVISORNXT, LLC.

CRD#: 288572Chicago, IL 60601

TRUST BUT VERIFY

Monitor Matthew Plude

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics