Matthew P. Plude
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Phillip Plude, who also goes by Matthew Philip Plude, Matthew Plude, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1997. Matthew had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2025 - April 2, 2026
SIEBERT ADVISORNXT, LLC.
August 11, 2025 - April 2, 2026
MURIEL SIEBERT & CO., LLC
September 18, 2023 - June 3, 2024
E*TRADE SECURITIES LLC
August 2, 2022 - July 28, 2025
MORGAN STANLEY
August 2, 2022 - July 28, 2025
MORGAN STANLEY
May 27, 2009 - September 5, 2023
HARRISDIRECT LLC
September 14, 2006 - September 5, 2023
E*TRADE SECURITIES LLC
November 21, 2005 - August 29, 2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 31, 1997 - November 22, 2005
BROWNCO, LLC
July 22, 1997 - September 29, 1997
PARAGON CAPITAL MARKETS, INC.
Primary Firm SEC Registration
SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
Contact information
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 786 |
| AUM (Assets Under Management) | $ 287,623,668 |
Red Flags
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