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Antonio Lebron Jr.

CRD# 2880927·Registered 2000 - 2014
Previously Registered: Being a previously registered professional could mean that Antonio is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Antonio Lebron JR., who also goes by Antonio Lebron Jr, Antonio Lebron, was a registered financial advisor. Antonio was a previously registered financial professional and started their career in finance 2000 - 2014. Antonio had worked at 7 firms and has passed the Series 63, Series 7, Series 25, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Antonio Lebron Jr, Antonio Lebron

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

CAPITAL ONE INVESTMENT SERVICES LLC·CRD# 25658
BD
Melville, NY
August 14, 2007 - July 25, 2014
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
February 13, 2007 - July 5, 2007
AMSOUTH INVESTMENT SERVICES, INC.·CRD# 15692
BD
Spring Hill, FL
October 18, 2005 - February 13, 2007
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
January 3, 2005 - January 10, 2005
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
Boston, MA
July 26, 2004 - January 4, 2005
CORRESPONDENT SERVICES CORPORATION·CRD# 25927
BD
New York, NY
January 3, 2002 - August 6, 2004
SUNGARD GLOBAL EXECUTION SERVICES LLC·CRD# 43934
BD
New York, NY
October 1, 2000 - January 16, 2002

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Current Firm

CO
CAPITAL ONE INVESTMENT SERVICES LLC

CAPITAL ONE INVESTMENT SERVICES CORPORATION | NFB INVESTMENT SERVICES CORPORATION | NFB INVESTMENT SERVICES CORP. | COMPASS INVESTMENT SERVICES CORP. | CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658 / SEC#: 8-41948
BD
Terminated by SEC on 03/31/2015

Contact Information

Established

New York since 07/31/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ONE, N.A.SOLE SHAREHOLDER—
BUTLER, YVETTEPRESIDENT & CEO2471482
CONSTANTINO, KRISTEN DANIELLECHIEF COMPLIANCE OFFICER3001473
DEBLANC, RONALD JOSEPHCHIEF FINANCIAL OFFICER/FINANCIAL OPERATIONS PRINCIPAL1672968
DELMONACO, JEAN MARIEMSRB PRINCIPAL1452891

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2001About the Series 7 exam

Series 25 — NYSE Trading Assistant Examination

Passed Apr 1999

Series 53 — Municipal Securities Principal Examination

Passed Apr 2009About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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