Antonio Lebron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio Lebron JR., who also goes by Antonio Lebron Jr, Antonio Lebron, was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 2000. Antonio had worked at 7 firms and has passed the Series 63, Series 7, Series 25, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2007 - July 25, 2014
CAPITAL ONE INVESTMENT SERVICES LLC
February 13, 2007 - July 5, 2007
MORGAN KEEGAN & COMPANY, LLC
October 18, 2005 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
January 3, 2005 - January 10, 2005
GUNNALLEN FINANCIAL, INC
July 26, 2004 - January 4, 2005
NATIONAL FINANCIAL SERVICES LLC
January 3, 2002 - August 6, 2004
CORRESPONDENT SERVICES CORPORATION
October 1, 2000 - January 16, 2002
SUNGARD GLOBAL EXECUTION SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 4/14/1999
NYSE Trading Assistant ExaminationCurrent Firm
CAPITAL ONE INVESTMENT SERVICES LLC
CRD#: 25658 / SEC#: , 8-41948
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
