Julie M. Pemberton
Professional summary
Julie Marie Pemberton, who also goes by Julie Marie Humphrey, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Akron, Ohio.
Julie is registered as a RR (Registered Representative) and started their career in finance in 1997. Julie has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julie Marie Pemberton's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2004 - Present
VALMARK SECURITIES, INC.
Office #1: 130 Springside Drive Suite 300, Akron, OH 44333May 10, 2002 - October 21, 2003
KEYBANC CAPITAL MARKETS INC.
February 2, 2001 - May 7, 2002
VESTAX SECURITIES CORPORATION
May 22, 1997 - October 26, 1999
VESTAX SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2004)
Exams
FINRA
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
VALMARK SECURITIES, INC.
CRD#: 31243Akron, OH 44333TRUST BUT VERIFY
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