Jeremy J. Gassman

GASSMAN FINANCIAL LLC

Salem, NH 03079

Some features on this profile are disabled

CRD#: 2880421

Professional summary

Jeremy Jason Gassman is a registered financial advisor currently at GASSMAN FINANCIAL LLC located in Salem, New Hampshire.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jeremy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF BUSINESS: GASSMAN FINANCIAL LLC POSITION: OWNER NATURE: INSURANCE AND ANNUITY SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 2 START DATE: 06/01/2004 ADDRESS: 85 STILES RD, SALEM NH 03079 DESCRIPTION: SALE OF INSURANCE AND OR ANNUITIES 2) NAME: JEREMY GASSMAN; INV RELATED:YES; ADDRESS:85 STILES ROAD, SUITE 101 SALEM, NH 03079; NATURE:RENT BUILDING TO GASSMAN FINANCIAL, LLC; POSITION:OWNER; START DATE:05/2011; HOURS/MONTH:LESS THAN 1; TRADING HOURS/MONTH:0; DUTIES:COLLECT RENT, CALL PEOPLE TO FIX STUFF, GO TO CONDO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Jason Gassman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2022 - Present

GASSMAN FINANCIAL LLC

Office #1: 85 Stiles Road Suite # 101, Salem, NH 03079

RIA

CRD#: 317204

Salem, NH

Past

May 12, 2009 - July 6, 2022

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

SALEM, NH

Past

May 8, 2009 - July 6, 2022

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

SALEM, NH

Past

February 22, 2005 - May 13, 2009

OSAIC FS, INC.

RIA

CRD#: 3870

SALEM, NH

Past

June 10, 2004 - January 31, 2005

OSAIC FS, INC.

RIA

CRD#: 3870

SALEM, NH

Past

January 1, 1999 - December 9, 2004

INFORMED RESOURCES, INC.

RIA

CRD#: 111899

SALEM, NH

Past

October 30, 1997 - May 13, 2009

OSAIC FS, INC.

CRD#: 3870

SALEM, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/27/2022)

IAR

Massachusetts
(6/15/2022)

IAR

New Hampshire
(6/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/15/2001

General Securities Principal Examination

Current Firm

GASSMAN FINANCIAL LLC

CRD#: 317204 / SEC#:

Florida

Registered Investment Advisory firm - (7/27/2022 Approved)

Massachusetts

Registered Investment Advisory firm - (6/15/2022 Approved)

New Hampshire

Registered Investment Advisory firm - (12/23/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

85 Stiles Road Suite # 101, Salem, NH 03079

Mailing Address

Phone number

(603) 898-3663

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	277
AUM (Assets Under Management)	$ 87,418,632

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lisa Grimes

SANCTUARY ADVISORS, LLC

IAR

MIAMI, FL

Garrett Norton

LPL FINANCIAL LLC

IAR

Baton Rouge, LA

Pia Matthes

PJT PARTNERS LP

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeremy J. Gassman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Jason Gassman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

OSAIC FS, INC.

OSAIC FS, INC.

INFORMED RESOURCES, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/1999

Series 63

Date: 1/20/1998

SIE

Date: 10/1/2018

Series 7

Date: 10/29/1997

Series 24

Date: 2/15/2001

Current Firm

GASSMAN FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GASSMAN FINANCIAL LLC

TRUST BUT VERIFY

Similar Advisors