Allison T. Weeks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allison T Weeks, who also goes by Allison Gwynne Thomas, Allison Thomas, Allison Gwynne Weeks, Allison Thomas Weeks, was a registered financial professional .
Allison is a previously registered financial professional and started their career in finance in 2006. Allison had worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2017 - October 11, 2018
VALMARK SECURITIES, INC.
January 28, 2016 - January 3, 2017
FIRST HEARTLAND CAPITAL, INC.
May 27, 2015 - December 17, 2015
NYLIFE SECURITIES LLC
October 9, 2006 - October 14, 2013
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
