Kyle L. Malmstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Lee Malmstrom was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1997. Kyle had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2018 - March 12, 2025
CENTURA WEALTH ADVISORY
March 9, 2018 - November 1, 2018
DANIEL WEALTH ADVISORS
January 28, 2015 - December 31, 2017
DANIEL WEALTH ADVISORS
December 2, 2013 - December 31, 2014
DANIEL WEALTH ADVISORS
September 4, 2012 - September 12, 2012
FIRST ALLIED ADVISORY SERVICES, INC.
August 31, 2012 - September 7, 2012
FIRST ALLIED SECURITIES, INC.
November 2, 2007 - December 2, 2013
CENTARA CAPITAL MANAGEMENT GROUP, INC.
June 22, 2005 - December 2, 2013
CAPLINK SECURITIES, INC
July 8, 2004 - February 1, 2005
SUNAMERICA SECURITIES, INC.
June 24, 1997 - October 12, 2001
SECURITY INVESTMENT COMPANY OF KANSAS CITY
Primary Firm SEC Registration
CENTURA WEALTH ADVISORY
CRD#: 296985 / SEC#: 801-113284
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/10/1999
Limited Representative-Equity Trader ExamCurrent Firm
CENTURA WEALTH ADVISORY
CRD#: 296985 / SEC#: 801-113284
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,467 |
| AUM (Assets Under Management) | $ 769,086,884 |
Red Flags
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