Sean G. Mcgould

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CRD#: 2879895

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sean Gerard Mcgould, who also goes by Sean Mcgould, was a registered financial professional .

Sean is a previously registered financial professional and started their career in finance in 2001. Sean had worked at 2 firms and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sean Mcgould

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SEAN G. MCGOULD SERVES AS A MEMBER OF THE BOARD OF DIRECTORS OF A NON-INVESTMENT RELATED BUSINESS, THE FREEDOM GROUP, LLC, LOCATED AT 300 PARK BOULEVARD, SUITE 290, ITASCA, IL 60143. THE FREEDOM GROUP, LLC IS AN INDUSTRIAL MANUFACTURING HOLDING COMPANY. MR. MCGOULD WAS ELECTED A BOARD MEMBER IN MAY 2006 AND DEVOTES APPROXIMATELY ONE HOUR A MONTH TO THE BUSINESS, WHICH MAY BE DURING SECURITIES TRADING HOURS. AS A BOARD MEMBER, HIS DUTIES ARE PRIMARILY TO ATTEND QUARTERLY BOARD MEETINGS, GENERALLY VIA TELECONFERENCE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 11, 2007 - December 31, 2024

LIGHTHOUSE INVESTMENT PARTNERS, LLC

RIA

CRD#: 136591

PALM BEACH GARDENS, FL

Past

April 23, 2001 - March 30, 2007

LIGHTHOUSE PARTNERS LLC

RIA

CRD#: 109444

PALM BEACH GARDENS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIGHTHOUSE INVESTMENT PARTNERS, LLC

CRD#: 136591 / SEC#: 801-64978

RIA

Registered Investment Advisory firm - (11/29/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 4/1/2022

National Commodity Futures Examination

Current Firm

LIGHTHOUSE INVESTMENT PARTNERS, LLC

CRD#: 136591 / SEC#: 801-64978

RIA

Registered Investment Advisory firm - (11/29/2005 Approved)

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Contact information

Main Address

3801 Pga Blvd. Suite 604, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 741-0820

Established

Firm type

Fiscal year end

# of Employees

481

SEC notice filing (11 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

LIGHTHOUSE PARTNERS FORM ADV PART 2A DATED 9-26-2025 (9/26/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 87,376,978,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean G. Mcgould

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LIGHTHOUSE INVESTMENT PARTNERS, LLC

LIGHTHOUSE PARTNERS LLC

Primary Firm SEC Registration

LIGHTHOUSE INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/1997

Series 3

Date: 4/1/2022

Current Firm

LIGHTHOUSE INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIGHTHOUSE INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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