Raymond P. Bonham
Professional summary
Raymond Paul Bonham, who also goes by R P Bonham, is a registered financial professional currently at BLUEROCK CAPITAL MARKETS LLC located in Newport Beach, California.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1997. Raymond has worked at 5 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Paul Bonham's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2024 - Present
BLUEROCK CAPITAL MARKETS LLC
Office #1: 4100 Newport Place Suite 650, Newport Beach, CA 92660August 21, 2023 - February 22, 2024
EMERSON EQUITY LLC
October 3, 2007 - August 20, 2021
CCO CAPITAL, LLC
August 24, 2007 - September 24, 2007
CHARLES SCHWAB & CO., INC.
May 9, 1997 - July 20, 2004
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2024)
Exams
Series 6TO
Date: 8/21/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
