Adam B. Frisch
Professional summary
Adam B Frisch, who also goes by Frisch B Adam, Adam B Frisch, Adam Brian Frisch, Adam Frisch, is a registered financial professional currently at EVERCORE GROUP L.L.C. located in New York, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1998. Adam has worked at 6 firms and has passed the Series 63, Series 87, Series 86, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam B Frisch's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2025 - Present
EVERCORE GROUP L.L.C.
Office #1: 55 East 52nd Street, New York, NY 10055August 14, 2017 - December 22, 2017
ICR CAPITAL LLC
November 17, 2014 - August 17, 2015
LIQUIDNET, INC.
August 18, 2011 - November 30, 2012
UBS SECURITIES LLC
October 12, 2009 - December 31, 2010
MORGAN STANLEY & CO. LLC
September 28, 2009 - August 25, 2011
MORGAN STANLEY & CO. LLC
June 29, 1998 - August 4, 2009
UBS SECURITIES LLC
January 1, 1998 - June 29, 1998
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
EVERCORE GROUP L.L.C.
CRD#: 42405 / SEC#: , 8-49830
Contact information
FINRA licenses (37 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERCORE BD INVESTCO L.L.C. | MANAGING MEMBER | |
| BRYSON, NANCY CLAIRE | CHIEF OPERATING OFFICER | 1978165 |
| CROWE, JOHN CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2494752 |
| FUND, LISA K | PRINCIPAL OPERATIONS OFFICER | 5008055 |
| LALONDE, TIMOTHY GILBERT | CHIEF FINANCIAL OFFICER | 2270483 |
| MARTINEZ, MICHAEL | CHIEF OPERATING OFFICER - EVERCORE ISI | 5100611 |
| MASOTTI, KENNETH ALFRED | CHIEF LEGAL OFFICER | 4436810 |
| MYERS, JENNA | PRINCIPAL OPERATIONS OFFICER | 4582020 |
| PALIOTTA, MICHAEL JOSEPH | CHIEF EXECUTIVE OFFICER OF EVERCORE ISI | 2079036 |
| PENSA, PAUL | CHIEF FINANCIAL OFFICER/FINOP | 2119683 |
| WEINBERG, JOHN | CHIEF EXECUTIVE OFFICER | 2061177 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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