Brian W. Garrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian William Garrison was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1997. Brian had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2010 - June 30, 2017
COVENANT
March 18, 2009 - March 5, 2010
FROST BROKERAGE SERVICES, INC.
June 26, 2006 - February 13, 2009
SANDERS MORRIS LLC
January 10, 2005 - December 31, 2006
SMH CAPITAL ADVISORS LLC
February 1, 2000 - February 13, 2009
SANDERS MORRIS LLC
April 24, 1997 - February 1, 2000
HARRIS WEBB & GARRISON, INC.
State Registrations and Notice Filings
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Exams
Current Firm
COVENANT
CRD#: 152651 / SEC#: 801-71043
Contact information
Red Flags
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