RB
Robert Baker
COLORADO FINANCIAL SERVICE
WILDOMAR, CA
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CRD#: 2878972
RB
Professional summary
Robert Baker is a registered financial advisor currently at COLORADO FINANCIAL SERVICE CORPORATION located in Wildomar, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Matrix Equity Capital - This is a DBA for branding purposes-Investment related (all business will run through CFSC), 26050 Acero, Suite 304, Mission Viejo, CA 92691, Owner of DBA, Start Date 09/2025,
CRS (Client Relationship Summary) - RIA
Click below to view Robert Baker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2025 - Present
COLORADO FINANCIAL SERVICE CORPORATION
Office #2: 26050 Acero #304, Misson Viejo, CA 92691RIA
BD
CRD#: 104343
WILDOMAR, CA
Current
August 29, 2025 - Present
COLORADO FINANCIAL SERVICE CORPORATION
Office #1: 26050 Acero #304, Misson Viejo, CA 92691RIA
BD
CRD#: 104343
Misson Viejo, CA
Past
May 13, 2024 - September 2, 2025
STIRLINGSHIRE INVESTMENTS
RIA
CRD#: 327779
Wildomar, CA
Past
January 3, 2023 - September 2, 2025
STIRLINGSHIRE INVESTMENTS
BD
CRD#: 310576
NEW YORK CITY, NY
Past
January 7, 2016 - December 31, 2022
TRADINGBLOCK
BD
CRD#: 128605
Mission Viejo, CA
Past
January 19, 2012 - December 31, 2015
SUNSTREET SECURITIES, LLC
BD
CRD#: 143211
MISSION VIEJO, CA
Past
April 17, 2009 - January 13, 2012
BROKERSXPRESS LLC
BD
CRD#: 127081
MISSION VIEJO, CA
Past
June 22, 2007 - April 17, 2009
WEDBUSH SECURITIES INC.
BD
CRD#: 877
MISSION VIEJO, CA
Past
March 19, 2007 - June 25, 2007
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
FOOTHILL RANCH, CA
Past
February 26, 1999 - March 22, 2007
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Past
April 8, 1998 - February 9, 1999
INTERFIRST CAPITAL CORPORATION
BD
CRD#: 7659
LOS ANGELES, CA
Past
June 18, 1997 - October 1, 1997
INCOME NETWORK COMPANY
BD
CRD#: 20475
IRVINE, CA
Past
May 8, 1997 - May 20, 1997
INTERFIRST CAPITAL CORPORATION
BD
CRD#: 7659
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/29/2025)
IAR
California(8/29/2025)
RR
Colorado(10/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COLORADO FINANCIAL SERVICE CORPORATION
COLORADO FINANCIAL SERVICE CORPORATION | TURNING POINT RETIREMENT ASSOCIATES | GIA FINANCIAL GROUP, L.L.C.
CRD#: 104343 / SEC#: 801-76716, 8-52817
RIA
Registered Investment Advisory firm - SEC (8/8/2013 Terminated)Alaska
Registered Investment Advisory firm - SEC (5/7/2024 Approved)Arizona
Registered Investment Advisory firm - SEC (9/25/2017 Approved)California
Registered Investment Advisory firm - SEC (7/30/2013 Approved)Colorado
Registered Investment Advisory firm - SEC (7/24/2013 Approved)Florida
Registered Investment Advisory firm - SEC (4/23/2013 Approved)Louisiana
Registered Investment Advisory firm - SEC (8/14/2023 Approved)Maryland
Registered Investment Advisory firm - SEC (3/24/2022 Terminated)Montana
Registered Investment Advisory firm - SEC (2/3/2017 Approved)New Jersey
Registered Investment Advisory firm - SEC (7/29/2013 Approved)North Carolina
Registered Investment Advisory firm - SEC (8/4/2023 Approved)Ohio
Registered Investment Advisory firm - SEC (5/19/2017 Approved)Oregon
Registered Investment Advisory firm - SEC (6/4/2021 Approved)South Carolina
Registered Investment Advisory firm - SEC (1/3/2018 Approved)Texas
Registered Investment Advisory firm - SEC (7/14/2023 Approved)Washington
Registered Investment Advisory firm - SEC (10/12/2017 Approved)Wyoming
Registered Investment Advisory firm - SEC (1/31/2025 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
188 Inverness Drive West Ste 100, Centennial, CO 80112
Mailing Address
188 Inverness Drive West Suite 100, Centennial, CO 80112
Phone number
(303) 962-7267
Established
Colorado since 06/13/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
38
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLORADO NATIONAL CORPORATION | OWNER | |
| FELDMAN, KEITH MITCHELL | MUNICIPAL SECURITIES PRINCIPAL | 1308772 |
| FELDMAN, KEITH MITCHELL | OPTIONS PRINCIPAL | 1308772 |
| FELDMAN, KEITH MITCHELL | GENERAL SECURITIES PRINCIPAL, HEAD OF OPERATIONS | 1308772 |
| HEBERT, CHESTER JOSEPH | FINOP | 1678446 |
| HEBERT, CHESTER JOSEPH | CHIEF COMPLIANCE OFFICER | 1678446 |
| HEBERT, CHESTER JOSEPH | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT | 1678446 |
| THON, JAMESON OBRIEN | GENERAL SECURITIES PRINCIPAL, PRESIDENT | 7015002 |
| WOODWORTH, ADAM JAMES | COMPLIANCE OFFICER | 6952982 |
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 68,471,136 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
