Harry H. Son
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry H Son was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1997. Harry had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 1997 - January 12, 1998
DALTON KENT SECURITIES GROUP, INC.
April 23, 1997 - September 20, 1997
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DALTON KENT SECURITIES GROUP, INC.
CRD#: 38813 / SEC#: , 8-48435
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
