Terry W. Cundiff
Professional summary
Terry Wilson Cundiff II, who also goes by Terry Lynn Cundiff, Terry Wilson Cundiff II Ii, Terry Wilson Cundiff Ii, is a registered financial professional currently at UBS ASSET MANAGEMENT (US) INC. located in New York, New York.
Terry is registered as a RR (Registered Representative) and started their career in finance in 1997. Terry has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terry Wilson Cundiff II's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2015 - Present
UBS ASSET MANAGEMENT (US) INC.
Office #1: 1285 Avenue Of The Americas, New York, NY 10019January 13, 2006 - January 16, 2014
CITIGROUP GLOBAL MARKETS INC.
March 19, 2003 - June 20, 2005
RITTENHOUSE ASSET MANAGEMENT, INC.
March 18, 2003 - June 22, 2005
NUVEEN SECURITIES, LLC
May 15, 2001 - November 21, 2002
CUTWATER ASSET MANAGEMENT
March 26, 1998 - February 26, 1999
LOCKWOOD FINANCIAL SERVICES, INC.
May 30, 1997 - March 11, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/20/2015)
Exams
FINRA
Current Firm
UBS ASSET MANAGEMENT (US) INC.
CRD#: 583 / SEC#: , 8-21901
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 10 |
Red Flags
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