Daniel F. Moerck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Frederick Moerck, who also goes by Dan Moerck, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1997. Daniel had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2020 - July 14, 2021
TRAJAN WEALTH, L.L.C.
February 24, 2015 - March 9, 2020
CETERA INVESTMENT ADVISERS LLC
February 24, 2015 - March 9, 2020
CETERA INVESTMENT SERVICES LLC
July 16, 2014 - January 8, 2015
INVESTORS CAPITAL CORP.
July 16, 2014 - January 8, 2015
INVESTORS CAPITAL CORP.
June 12, 2012 - December 5, 2012
LPL FINANCIAL LLC
June 12, 2012 - December 5, 2012
LPL FINANCIAL LLC
August 30, 2011 - May 31, 2012
CHASE INVESTMENT SERVICES CORP.
August 30, 2011 - May 31, 2012
CHASE INVESTMENT SERVICES CORP.
November 7, 2008 - June 17, 2011
INVESTMENT CENTERS OF AMERICA, INC.
November 7, 2008 - June 17, 2011
INVESTMENT CENTERS OF AMERICA, INC.
June 22, 1999 - November 7, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 3, 1999 - November 7, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 31, 1998 - May 4, 1999
FSC SECURITIES CORPORATION
June 25, 1997 - September 11, 1998
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
TRAJAN WEALTH, L.L.C.
CRD#: 158847 / SEC#: 801-100392
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRAJAN WEALTH, L.L.C.
CRD#: 158847 / SEC#: 801-100392
Contact information
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,595 |
| AUM (Assets Under Management) | $ 1,969,683,196 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
