Nicolas Albin Schultz

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years registered in the securities industry

Current & Past Employments

Current

VIRTU AMERICAS LLCCurrent·CRD# 149823

BD

101 Jfk Parkway 6th Floor, Short Hills, NJ 07078

May 17, 2022 - Present

Past

EXOS SECURITIES LLCPast·CRD# 298276

BD

New York, NY

May 3, 2021 - May 4, 2022

STONEX FINANCIAL INC.Past·CRD# 45993

BD

New York, NY

June 16, 2020 - April 28, 2021

CLEARPOOL EXECUTION SERVICES, LLCPast·CRD# 168490

BD

New York, NY

April 8, 2014 - October 18, 2019

WORLD-XECUTION STRATEGIESPast·CRD# 134645

BD

New York, NY

December 5, 2013 - December 31, 2015

VIRTU AMERICAS LLCPast·CRD# 149823

BD

Jersey City, NJ

January 3, 2011 - November 14, 2013

GETCO EXECUTION SERVICES LLCPast·CRD# 145021

BD

Chicago, IL

July 2, 2013 - November 1, 2013

KNIGHT CAPITAL AMERICAS, L.P.Past·CRD# 38599

BD

Jersey City, NJ

October 21, 2009 - November 8, 2012

KNIGHT DIRECT LLCPast·CRD# 135924

BD

Jersey City, NJ

June 28, 2005 - January 3, 2011

EDGETRADE LLCPast·CRD# 42071

BD

Jersey City, NJ

March 27, 2008 - October 21, 2008

CONOR PETERSON LLCPast·CRD# 111343

BD

Irving, TX

August 15, 2001 - July 8, 2005

BROWNCO, LLCPast·CRD# 1326

BD

Boston, MA

January 7, 1998 - May 16, 2001

GRAND FINANCIAL, INC.Past·CRD# 19571

BD

Addison, TX

October 27, 1997 - November 5, 1997

HILLTOP SECURITIES INC.Past·CRD# 6220

BD

Dallas, TX

May 15, 1997 - October 28, 1997

BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC.Past·CRD# 17097

BD

Little Rock, AR

May 2, 1997 - June 11, 1997

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SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#

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Current Firm

VA

VIRTU AMERICAS LLC

KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC

CRD#: 149823 / SEC#: 8-68193

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1633 Broadway 41st Floor, New York, NY 10019

Mailing Address

1633 Broadway 41st Floor, New York, NY 10019

Phone Number

(646) 682-6000

Established

Delaware since 02/06/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
VIRTU STRATEGIC HOLDINGS LLC.	OWNER	—
CAVOLI, STEPHEN JOHN	CEO	4468202
MILLER, JUSTIN WADE	CHIEF COMPLIANCE OFFICER	6418036
RUPPRECHT, NICHOLAS ANDREW	PRINCIPAL OPERATIONS OFFICER	5790389
SULLIVAN, JOHN GERALD	FINOP	4330347

Disclosures

Regulatory Event

79

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

New Jersey
(5/17/2022)

RR

New York
(5/17/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2002

Series 7 — General Securities Representative Examination

Passed Apr 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2002About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jun 1999About the Series 4 exam

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CRS (Client Relationship Summary) - BD

Click below to view Nicolas Albin Schultz's CRS (Customer Relationship Summary).

Similar Advisors

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