RH
Robert A. Hoger
SPC
NOVI, MI 48375
Some features on this profile are disabled
CRD#: 2878886
RH
Professional summary
Robert Allan Hoger is a registered financial advisor currently at SPC located in Novi, Michigan and SIGMA FINANCIAL CORPORATION located in Novi, Michigan.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
R.A. HOGER AND ASSOCIATES, LLC: SOLE OWNER; SALE OF VARIOUS INSURANCE LINES THROUGH VARIOUS INSURANCE COMPANIES. MICHIGAN COLLEGE FUNDING: PROVIDE SERVICE TO FAMILIES WITH STUDENTS PLANNING TO GO OR ATTENDING COLLEGE. R.A. Hoger & Associates, LLC dba - Fundamental Wealth Solutions, Farmington Hills, MI - Trade name used for providing financial services. Start date: 3/1/22, approx. 40 hrs/mo. INV REL: Y Aegis Financial. Receive salary to teach Aegis internal sales reps on the concepts of constructing and selling LTC solutions. Start date: 3/9/22, approx. 4 hrs/mo, 2% during mkt hrs. Successor trustee for my late mother's trust. General trustee duties. Start date: 8/16/23, approx. 1 hr/mo, INV REL: N Receive rental income from office space sub-leased in my office building. Start date: 3/22/24, less than 1 hr/mo. INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view Robert Allan Hoger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2012 - Present
SPC
Office #1: 41850 W. 11 Mile Road Suite 225,226, Novi, MI 48375RIA
CRD#: 110692
NOVI, MI
Current
May 2, 2005 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 41850 W. 11 Mile Road Suite 225,226, Novi, MI 48375BD
CRD#: 14303
Novi, MI
Past
August 11, 1997 - May 2, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/8/2015)
RR
California(6/25/2021)
RR
Florida(9/16/2020)
RR
Georgia(6/11/2024)
RR
Illinois(1/24/2022)
RR
Massachusetts(11/8/2017)
RR
Michigan(5/2/2005)
IAR
Michigan(1/5/2012)
RR
Oregon(7/29/2021)
RR
South Carolina(9/22/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
