Stoyan P. Petev

PROSPERITY CAPITAL ADVISORS

St. Louis, MO

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CRD#: 2878857

Professional summary

Stoyan Petev Petev, CFP®, ChFC®, CLU® is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in St. Louis, Missouri.

Stoyan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stoyan has worked at 7 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mr. Petev is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Petev spends approx. 5 hrs/week during trading hours on this activity. 2) Mr. Petev consults on Private Placement and Institutionally-Owned Life Insurance cases on an as needed basis conducting business from his registered location. Mr. Petev will spend approximately one hour per month on this activity during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stoyan Petev Petev's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 8, 2024 - Present

PROSPERITY CAPITAL ADVISORS

RIA

CRD#: 156480

St. Louis, MO

Past

March 20, 2022 - December 24, 2023

RIDGEBACK SECURITIES, LTD

CRD#: 120448

HOUSTON, TX

Past

September 13, 2020 - March 31, 2021

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

September 11, 2020 - March 31, 2021

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

January 6, 2011 - December 31, 2015

CENTERRE CAPITAL LLC

CRD#: 148091

LAKE ST. LOUIS, MO

Past

July 16, 2001 - August 31, 2020

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

LAKE ST. LOUIS, MO

Past

May 24, 1999 - August 31, 2020

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA

Registered Investment Advisory firm - (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(1/8/2024)

IAR

Texas
(9/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/11/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/15/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/26/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 9/30/2003

Municipal Securities Principal Examination

Current Firm

PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA

Registered Investment Advisory firm - (3/22/2011 Approved)

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Contact information

Main Address

30400 Detroit Road Suite 201, Westlake, OH 44145

Mailing Address

Phone number

(888) 240-0064

Established

Firm type

Fiscal year end

# of Employees

202

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PCA PART 2A 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	14,823
AUM (Assets Under Management)	$ 3,684,966,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stoyan P. Petev

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stoyan Petev Petev's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIDGEBACK SECURITIES, LTD

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

CENTERRE CAPITAL LLC

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND CAPITAL, INC.

Primary Firm SEC Registration

PROSPERITY CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 8/11/1999

Series 65

Date: 7/15/1997

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/3/1998

Series 24

Date: 1/26/2004

Series 53

Date: 9/30/2003

Current Firm

PROSPERITY CAPITAL ADVISORS

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY CAPITAL ADVISORS

TRUST BUT VERIFY

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