Weldon J. Reeves

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CRD#: 2878694

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Weldon Joseph Reeves was a registered financial professional .

Weldon is a previously registered financial professional and started their career in finance in 1997. Weldon had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 14, 2019 - April 10, 2025

PROMONTORY FINANCIAL PLANNING, LLC

RIA

CRD#: 153666

Houston, TX

Past

January 5, 2005 - May 17, 2019

TR&R INVESTMENT ADVISORS, LLC

RIA

CRD#: 133439

HOUSTON, TX

Past

January 27, 2004 - December 31, 2004

WELDON J. REEVES, CPA, PC

RIA

CRD#: 128234

HOUSTON, TX

Past

January 2, 2001 - October 15, 2003

MAIN STREET SECURITIES, LLC

CRD#: 47127

HAYS, KS

Past

January 22, 1998 - December 31, 2000

SIGNAL SECURITIES, INC.

CRD#: 15916

FORT WORTH, TX

Past

May 8, 1997 - April 20, 1999

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROMONTORY FINANCIAL PLANNING, LLC

GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING

CRD#: 153666 / SEC#: 801-114494

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

Arizona

Registered Investment Advisory firm - (2/1/2019 Terminated)

California

Registered Investment Advisory firm - (4/10/2019 Terminated)

Colorado

Registered Investment Advisory firm - (2/12/2019 Terminated)

Idaho

Registered Investment Advisory firm - (2/1/2019 Terminated)

Utah

Registered Investment Advisory firm - (2/4/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/6/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PROMONTORY FINANCIAL PLANNING, LLC

GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING

CRD#: 153666 / SEC#: 801-114494

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

Arizona

Registered Investment Advisory firm - (2/1/2019 Terminated)

California

Registered Investment Advisory firm - (4/10/2019 Terminated)

Colorado

Registered Investment Advisory firm - (2/12/2019 Terminated)

Idaho

Registered Investment Advisory firm - (2/1/2019 Terminated)

Utah

Registered Investment Advisory firm - (2/4/2019 Terminated)

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Contact information

Main Address

240 N. East Promontory Suite 200, Farmington, UT 84025

Mailing Address

Phone number

(801) 513-2545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROMONTORY FINANCIAL PLANNING (2/20/2026)

Regulatory assets under management

Total Number of Accounts	570
AUM (Assets Under Management)	$ 319,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Weldon J. Reeves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PROMONTORY FINANCIAL PLANNING, LLC

TR&R INVESTMENT ADVISORS, LLC

WELDON J. REEVES, CPA, PC

MAIN STREET SECURITIES, LLC

SIGNAL SECURITIES, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

PROMONTORY FINANCIAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2001

Series 63

Date: 5/6/1997

Series 6

Date: 5/6/1997

Current Firm

PROMONTORY FINANCIAL PLANNING, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROMONTORY FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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