Thomas H. Alexa
Professional summary
Thomas Henry Alexa, who also goes by Thomas H Alexa, Tom Alexa, is a registered financial advisor currently at ALEXA WEALTH MANAGEMENT, LLC located in Deep River, Connecticut.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Henry Alexa's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2019 - Present
ALEXA WEALTH MANAGEMENT, LLC
November 9, 2018 - June 19, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 9, 2018 - June 19, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 9, 2000 - December 14, 2018
OHANESIAN / LECOURS, INC.
January 14, 2000 - December 14, 2018
OHANESIAN / LECOURS, INC.
June 12, 1997 - January 25, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/3/2019)
(2/16/2022)
Exams
Current Firm
ALEXA WEALTH MANAGEMENT, LLC
CRD#: 302021 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 13,995,093 |
Red Flags
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