MH
Michael R. Hochholzer
KELLOGG ASSET MANAGEMENT
Neenah, WI 54956
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CRD#: 2878493
MH
Professional summary
Michael Robert Hochholzer is a registered financial advisor currently at KELLOGG ASSET MANAGEMENT, LLC located in Neenah, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Effective 01/10/2023 - Mr. Hochholzer will become a board member of the University of Wisconsin Oshkosh Foundation Board of Directors and Investment Committee of the Board An investment related responsibility The University of Wisconsin Oshkosh Foundation Board is a charitable foundation 842 Algoma Blvd Oshkosh, WI 54902 Mr. Hochholzer will devote one hour during trading time per month to this endeavor In his role Mr. Hochholzer will serve on Board of Directors, including Investment Committee. Advise on investment policy (including an IPS update), reviewing investment performance, etc. as part of a group of 4-5 volunteers. Effective September 1, 2019 - Mr. Hochholzer and his wife are responsible for all operations, filings, and activities of a newly formed LLC. Winchester Park Properties, LLC 129 Parkway Drive Combined Locks, WI 54113-1265 The LLC is investment related and was created for the sole purpose of acquiring and owning a duplex/condo at 1303 Cherry St, Kaukauna, WI and will be rented to Mr. Hochholzer in-laws. The real estate and a checking account (at ASB) are (and are anticipated to be) the only assets of the LLC. Mr. Hochholzer expects to devote approximately 2 hours per month to the LLC. He is the sole member of the LLC, his wife, is the 'Assistant Manager' of the LLC to allow her to conduct business on its behalf.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Robert Hochholzer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2017 - Present
KELLOGG ASSET MANAGEMENT, LLC
Office #1: 100 W Wisconsin Ave, Neenah, WI 54956RIA
CRD#: 150031
Neenah, WI
Past
January 28, 2010 - March 30, 2015
KELLOGG ASSET MANAGEMENT, LLC
RIA
CRD#: 150031
GREEN BAY, WI
Past
July 15, 2004 - May 18, 2006
NORTH STAR ASSET MANAGEMENT INC
RIA
CRD#: 106489
MENASHA, WI
Past
June 9, 1997 - March 2, 2004
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KELLOGG ASSET MANAGEMENT, LLC
KELLOGG ASSET MANAGEMENT, LLC
CRD#: 150031 / SEC#: 801-70113
RIA
Registered Investment Advisory firm - (5/11/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(11/3/2017)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
KA
KELLOGG ASSET MANAGEMENT, LLC
KELLOGG ASSET MANAGEMENT, LLC
CRD#: 150031 / SEC#: 801-70113
RIA
Registered Investment Advisory firm - (5/11/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 North Adams Street, Green Bay, WI 54301
Mailing Address
Phone number
(800) 236-5215
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 2,651,598,328 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/15/2025 | ||
| 09/26/2024 | ||
| 08/21/2023 | ||
| 10/19/2022 |
Red Flags
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Company Information
KELLOGG ASSET MANAGEMENT, LLC
CRD#: 150031Neenah, WI 54956TRUST BUT VERIFY
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