Elizabeth A. Nelson
Professional summary
Elizabeth Ann Nelson is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in Chicago, Illinois.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 1997. Elizabeth has worked at 4 firms and has passed the Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Ann Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2023 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 110 N. Wacker Drive Suite 2700, Chicago, IL 60606June 1, 2010 - November 7, 2022
INVESCO DISTRIBUTORS, INC.
July 27, 2000 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
March 25, 1999 - December 3, 1999
BANC ONE CAPITAL MARKETS, INC.
May 5, 1997 - June 4, 1997
BANC ONE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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