AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KC

Kevin T. Curran

CURRAN WEALTH MANAGEMENT
ALBANY, NY 12207
Some features on this profile are disabled
CRD#: 2877993
KC

Professional summary

Kevin Thomas Curran is a registered financial advisor currently at CURRAN WEALTH MANAGEMENT located in Albany, New York and CIMAS, LLC located in Albany, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Kevin has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Thomas Curran's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 13, 2004 - Present

CURRAN WEALTH MANAGEMENT

Office #1: 30 S. Pearl Street 9th Floor, Albany, NY, 12207
RIA
CRD#: 132136
ALBANY, NY
Current

November 11, 2010 - Present

CIMAS, LLC

Office #1: 30 South Pearl Street 9th Floor, Albany, NY, 12207
BD
CRD#: 132263
ALBANY, NY
Past

December 14, 2006 - December 31, 2007

CIMAS, LLC

BD
CRD#: 132263
PHILADELPHIA, PA
Past

January 31, 2003 - December 14, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
PHILADELPHIA, PA
Past

October 8, 2002 - December 14, 2004

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

July 26, 2001 - March 19, 2002

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

January 4, 1999 - September 10, 1999

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 17, 1997 - September 9, 1998

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CURRAN WEALTH MANAGEMENT
CIM, LLC | CURRAN WEALTH MANAGEMENT | CURRAN INVESTMENT MANAGEMENT

CRD#: 132136 / SEC#: 801-63553

RIA
Registered Investment Advisory firm - (10/13/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(8/27/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/16/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/23/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/8/2011
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/22/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CW
CURRAN WEALTH MANAGEMENT
CIM, LLC | CURRAN WEALTH MANAGEMENT | CURRAN INVESTMENT MANAGEMENT

CRD#: 132136 / SEC#: 801-63553

RIA
Registered Investment Advisory firm - (10/13/2004 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
30 S. Pearl Street 9th Floor, Albany, NY, 12207
Mailing Address
Phone number
(518) 391-4200
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CIM LLC FORM ADV PART 2A FIRM BROCHURE (2/26/2025)
CIM LLC FORM ADV APPENDIX 1 WRAP FEE PROGRAM BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts994
AUM (Assets Under Management)$ 751,123,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CURRAN WEALTH MANAGEMENT

CRD#: 132136Albany, NY 12207

TRUST BUT VERIFY

Monitor Kevin Curran

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Nichole Demetria Raftopoulos
Nichole RaftopoulosAdvisorCheck Check Mark
NVEST FINANCIAL, LLC
IAR
RR
Portland, ME
Douglas Kelly
Douglas KellyAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Latham, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics