Evan M. Nielson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Mckay Nielson was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 1997. Evan had worked at 4 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2006 - December 7, 2007
AMERICAN CLASSIC SECURITIES, INC.
November 19, 2004 - March 8, 2006
CONSUMER CONCEPTS INVESTMENTS, INC.
April 12, 2002 - July 18, 2003
WORLD GROUP SECURITIES, INC.
August 12, 1997 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICAN CLASSIC SECURITIES, INC.
CRD#: 25399 / SEC#: , 8-41890
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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