Neil J. Buysse
Professional summary
Neil Joseph Buysse was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Neil is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Neil had worked at 5 firms, which includes LIBERTY PARTNERS FINANCIAL SERVICES LLC, J.P. TURNER & COMPANY L.L.C., RAYMOND JAMES FINANCIAL SERVICES INC., BNY MELLON SECURITIES CORPORATION, PRESTON LANGLEY ASSET MANAGEMENT INC..
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2012 - March 28, 2014
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
February 14, 2006 - December 13, 2012
J.P. TURNER & COMPANY, L.L.C.
January 18, 2002 - September 26, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 26, 1998 - September 5, 2001
BNY MELLON SECURITIES CORPORATION
June 4, 1997 - October 31, 1997
PRESTON LANGLEY ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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