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Neil J. Buysse

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CRD#: 2877658
NB

Professional summary

Neil Joseph Buysse was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Neil is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Neil had worked at 5 firms, which includes LIBERTY PARTNERS FINANCIAL SERVICES LLC, J.P. TURNER & COMPANY L.L.C., RAYMOND JAMES FINANCIAL SERVICES INC., BNY MELLON SECURITIES CORPORATION, PRESTON LANGLEY ASSET MANAGEMENT INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 13, 2012 - March 28, 2014

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

BD
CRD#: 130390
RALEIGH, NC
Past

February 14, 2006 - December 13, 2012

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
CENTER PORT, NY
Past

January 18, 2002 - September 26, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

May 26, 1998 - September 5, 2001

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

June 4, 1997 - October 31, 1997

PRESTON LANGLEY ASSET MANAGEMENT, INC.

BD
CRD#: 35733
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/18/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/3/1997
General Securities Representative Examination

Current Firm

LP
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
LIBERTY PARTNERS FINANCIAL SERVICES, INC. | LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390 / SEC#: , 8-66335

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617
Mailing Address
7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617
Phone number
(800) 440-0442
Established
California since 01/12/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RETHINK, LLCOWNER
ATKINS, BRADLEY DALEOWNER2963790
SHANAHAN, DANIEL JAMESCHIEF EXECUTIVE OFFICER3277912
SHANAHAN, DANIEL JAMESPRINCIPAL OPERATIONS OFFICER3277912
SHANAHAN, DANIEL JAMESCHIEF COMPLIANCE OFFICER3277912
WOODWARD, CASSANDRA TALEENCHIEF FINANCIAL OFFICER2956369
WOODWARD, CASSANDRA TALEENPRINCIPAL FINANCIAL OFFICER & FINOP2956369

Disclosures

Regulatory Event8
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

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