Christopher L. Blancett

LPL ENTERPRISE

INDIANAPOLIS, IN 46240

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CRD#: 2877616

Professional summary

Christopher Lee Blancett, CFP®, who also goes by Chris Lee Blancett, Chris Blancett, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Indianapolis, Indiana.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Lee Blancett | Chris Blancett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DIME PIECE SPORTSA CARDS LLC POSITION: Owner/partner NATURE: Retail Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 6271 E Ablington Ct, Camby IN 46113, United States DESCRIPTION: Buy and sell sports cards and collectibles with my son who is also owner/partner.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Lee Blancett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Christopher Lee Blancett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 8888 Keystone Crossing Suite 1300, Indianapolis, IN 46240

RIA

CRD#: 8733

INDIANAPOLIS, IN

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 8888 Keystone Crossing Suite 1300, Indianapolis, IN 46240

RIA

CRD#: 8733

INDIANAPOLIS, IN

Past

January 22, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Fishers, IN

Past

January 22, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

Fishers, IN

Past

October 14, 2010 - February 7, 2024

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

CARMEL, IN

Past

October 4, 2010 - February 7, 2024

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

CARMEL, IN

Past

April 23, 2010 - October 1, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

CARMEL, IN

Past

April 21, 2010 - October 1, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CARMEL, IN

Past

February 13, 2009 - March 26, 2010

APW CAPITAL, INC.

CRD#: 43814

ROCKAWAY, NJ

Past

February 2, 2009 - March 22, 2010

TRUVESTMENTS CAPITAL LLC

RIA

CRD#: 149094

SARASOTA, FL

Past

May 8, 2007 - November 17, 2008

FAMILY FINANCIAL STRATEGIES, INC.

RIA

CRD#: 122736

SARASOTA, FL

Past

March 13, 2007 - February 17, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SARASOTA, FL

Past

February 16, 2007 - February 17, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SARASOTA, FL

Past

January 31, 2006 - February 20, 2007

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

SARASOTA, FL

Past

December 2, 2005 - February 20, 2007

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

SARASOTA, FL

Past

January 30, 2003 - December 12, 2005

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

FISHERS (INDIANAPOLIS), IN

Past

May 20, 1998 - December 12, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

April 28, 1997 - July 23, 1997

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/10/2025)

Florida
(11/15/2024)

Georgia
(11/14/2024)

Illinois
(11/14/2024)

Indiana
(11/14/2024)

IAR

Indiana
(11/14/2024)

Kentucky
(11/14/2024)

North Carolina
(11/14/2024)

Pennsylvania
(11/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/2/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/1/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/19/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/25/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/31/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/13/2001

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher L. Blancett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Lee Blancett's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Christopher Lee Blancett's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

APW CAPITAL, INC.

TRUVESTMENTS CAPITAL LLC

FAMILY FINANCIAL STRATEGIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2003

Series 63

Date: 5/2/1997

SIE

Date: 10/1/2018

Series 3

Date: 6/1/2009

Series 7

Date: 5/19/1998

Series 6

Date: 4/25/1997

Series 10

Date: 7/31/2001

Series 9

Date: 7/13/2001

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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