Michael P. Egan

DIVERSIFIED MANAGEMENT

Milwaukee, WI 53202

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CRD#: 2877432

Professional summary

Michael Patrick Egan, CFP® is a registered financial advisor currently at DIVERSIFIED MANAGEMENT INC located in Milwaukee, Wisconsin.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Egan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

December 18, 2003 - Present

DIVERSIFIED MANAGEMENT INC

Office #1: 330 E. Kilbourn Ave. Suite 1465, Milwaukee, WI 53202

RIA

CRD#: 106680

Milwaukee, WI

Past

March 4, 1998 - January 12, 1999

HEARTLAND ADVISORS, INC.

CRD#: 29433

MILWAUKEE, WI

Past

August 14, 1997 - February 19, 1998

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVERSIFIED MANAGEMENT INC

CREAM CITY INVESTMENT SERVICES | DIVERSIFIED MANAGEMENT INC

CRD#: 106680 / SEC#: 801-46436

RIA

Registered Investment Advisory firm - (5/18/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/18/2003)

IAR

Wisconsin
(12/18/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/12/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/13/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DIVERSIFIED MANAGEMENT INC

CREAM CITY INVESTMENT SERVICES | DIVERSIFIED MANAGEMENT INC

CRD#: 106680 / SEC#: 801-46436

RIA

Registered Investment Advisory firm - (5/18/1994 Approved)

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Contact information

Main Address

330 E. Kilbourn Ave. Suite 1475, Milwaukee, WI 53202

Mailing Address

Phone number

(414) 292-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,706
AUM (Assets Under Management)	$ 1,691,445,557

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/16/2025	Cover Page	Report
10/01/2024	Cover Page	Report
06/13/2023	Cover Page	Report
08/19/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael P. Egan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Egan's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIVERSIFIED MANAGEMENT INC

HEARTLAND ADVISORS, INC.

DWS DISTRIBUTORS, INC.

Primary Firm SEC Registration

DIVERSIFIED MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/12/1997

Series 7

Date: 12/17/1998

Series 6

Date: 8/13/1997

Current Firm

DIVERSIFIED MANAGEMENT INC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DIVERSIFIED MANAGEMENT INC

TRUST BUT VERIFY

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