Patrick J. Kellogg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joseph Kellogg, CFP®, who also goes by Rick Kellogg, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1997. Patrick had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2021
Experience
November 21, 2022 - October 31, 2024
AMC WEALTH MANAGEMENT, LLC
January 2, 2013 - August 14, 2018
MML DISTRIBUTORS, LLC
January 1, 2009 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
February 23, 2007 - January 1, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
September 14, 2006 - February 9, 2007
AMERICAN FUNDS & TRUSTS INCORPORATED
July 14, 2005 - March 21, 2006
EDWARD JONES
May 20, 2002 - July 1, 2005
HIMCO DISTRIBUTION SERVICES COMPANY
May 3, 2000 - January 30, 2002
GLOBAL ATLANTIC DISTRIBUTORS, LLC
June 25, 1997 - May 3, 2000
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMC WEALTH MANAGEMENT, LLC
CRD#: 308157 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 199 |
| AUM (Assets Under Management) | $ 74,696,044 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
