Jeffrey S. Mccollum
Professional summary
Jeffrey S Mccollum, who also goes by Jeff Mccollum, Jeffrey Scott Mccollum, is a registered financial professional currently at MORGAN STANLEY DISTRIBUTION, INC. located in Chicago, Illinois.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1998. Jeffrey has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey S Mccollum's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2010 - Present
MORGAN STANLEY DISTRIBUTION, INC.
Office #1: 233 South Wacker Drive, Chicago, IL 60606March 31, 2006 - June 7, 2010
INVESCO CAPITAL MARKETS, INC.
April 17, 2003 - April 16, 2004
DWS DISTRIBUTORS, INC.
May 9, 2000 - April 8, 2002
INVESCO CAPITAL MARKETS, INC.
February 24, 1998 - May 17, 2000
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2010)
Exams
FINRA
Current Firm
MORGAN STANLEY DISTRIBUTION, INC.
CRD#: 30344 / SEC#: , 8-44766
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | OWNER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER AND FINOP | 7463692 |
| MCMULLEN, FREDERICK ALLEN | DIRECTOR AND TEXAS DESIGNATED PRINCIPAL | 2537409 |
| SCHOEN, SAMANTHA JANE | DIRECTOR | 7006907 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT AND DIRECTOR | 2034689 |
Red Flags
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