John C. Frey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Frey was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2019 - November 30, 2023
KAYNE ANDERSON FUND ADVISORS, LLC
January 30, 2015 - August 26, 2024
KAYNE ANDERSON CAPITAL ADVISORS LP
September 18, 2006 - August 26, 2024
KA FUND ADVISORS, LLC
March 22, 2005 - December 31, 2014
KAYNE ANDERSON CAPITAL ADVISORS LP
March 9, 1999 - December 2, 2005
KA ASSOCIATES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
KAYNE ANDERSON FUND ADVISORS, LLC
CRD#: 306062 / SEC#: 801-117730
Contact information
Red Flags
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