Roger G. Markle

RGM FINANCIAL GROUP

Palmetto, FL

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CRD#: 2877363

Professional summary

Roger Glen Markle is a registered financial advisor currently at RGM FINANCIAL GROUP, INC. located in Palmetto, Florida.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Roger has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Glen Markle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2007 - Present

RGM FINANCIAL GROUP, INC.

RIA

CRD#: 144866

Palmetto, FL

Past

March 25, 2003 - October 2, 2007

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

ORLANDO, FL

Past

July 25, 1997 - October 2, 2007

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/24/2007)

IAR

Georgia
(9/24/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/24/1997

General Securities Representative Examination

Current Firm

RGM FINANCIAL GROUP, INC.

CRD#: 144866 / SEC#:

Florida

Registered Investment Advisory firm - (9/24/2007 Approved)

Georgia

Registered Investment Advisory firm - (9/24/2007 Approved)

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Contact information

Main Address

Palmetto, FL

Mailing Address

Phone number

(770) 633-4475

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Roger G. Markle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Glen Markle's CRS (Customer Relationship Summary).

Certified licenses

Experience

RGM FINANCIAL GROUP, INC.

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 8/8/1997

Series 7

Date: 7/24/1997

Current Firm

RGM FINANCIAL GROUP, INC.

Contact information

Documents

Red Flags

Company Information

RGM FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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