Brent R. Mccollin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent R Mccollin, who also goes by Brent Ruthven Mccollin, Brent Mccollin, was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1997. Brent had worked at 11 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2010 - June 29, 2012
GARDEN STATE SECURITIES, INC.
August 8, 2008 - December 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 2008 - December 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 6, 2008 - June 26, 2008
BANCNORTH INVESTMENT GROUP, INC.
May 29, 2007 - March 6, 2008
CITIGROUP GLOBAL MARKETS INC.
May 14, 2007 - May 29, 2007
CITICORP INVESTMENT SERVICES
August 3, 2004 - October 12, 2006
CHASE INVESTMENT SERVICES CORP.
October 29, 1998 - August 9, 2004
TD AMERITRADE, INC.
July 31, 1998 - October 9, 1998
AIBC INVESTMENT SERVICES CORPORATION
May 5, 1998 - July 14, 1998
MAY, DAVIS GROUP INC.
March 23, 1998 - June 9, 1998
TARPON SCURRY INVESTMENTS, INC.
August 25, 1997 - March 2, 1998
WALSH MANNING SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
