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Ryan Laurence Worst

CRD# 2877137·Registered 1997 - 2018
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Laurence Worst was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 1997 - 2018. Ryan had worked at 6 firms and has passed the Series 63, Series 87 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

EXACTA CAPITAL MANAGEMENT LLC·CRD# 164322
RIA
Austin, TX
June 3, 2014 - January 31, 2018
BREAN CAPITAL, LLC·CRD# 23723
BD
New York, NY
November 10, 2005 - June 22, 2012
C. L. KING & ASSOCIATES, INC.·CRD# 6183
BD
Albany, NY
January 21, 2003 - November 2, 2005
COMMERZ MARKETS LLC·CRD# 41957
BD
New York, NY
February 26, 2001 - January 22, 2003
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.·CRD# 24074
BD
New York, NY
April 14, 2000 - February 26, 2001
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
October 15, 1997 - April 20, 2000

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Current Firm

EC
EXACTA CAPITAL MANAGEMENT LLC

EXACTA CAPITAL MANAGEMENT LLC | PROBITY CAPITAL MANAGEMENT, LLC | PROBITY CAPITAL MANAGEMENT LLC

CRD#: 164322

Contact Information

Main Address

Austin, TX

Documents

Latest Form ADV

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
TexasERA - Withdrawn3/7/2019

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1997About the Series 63 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2004About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Oct 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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