Ryan L. Worst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Laurence Worst was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 1997. Ryan had worked at 6 firms and has passed the Series 63, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2014 - January 31, 2018
EXACTA CAPITAL MANAGEMENT LLC
November 10, 2005 - June 22, 2012
BREAN CAPITAL, LLC
January 21, 2003 - November 2, 2005
C. L. KING & ASSOCIATES, INC.
February 26, 2001 - January 22, 2003
COMMERZ MARKETS LLC
April 14, 2000 - February 26, 2001
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
October 15, 1997 - April 20, 2000
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EXACTA CAPITAL MANAGEMENT LLC
CRD#: 164322 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 3/7/2019 |
Red Flags
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