Michael P. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Mcdonald, who also goes by Michael Patrick Mcdonald Mr., Mike Mcdonald, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2010 - December 31, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 19, 2010 - December 31, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 3, 2008 - November 23, 2010
WOODBURY FINANCIAL SERVICES, INC.
June 2, 2008 - November 23, 2010
WOODBURY FINANCIAL SERVICES, INC.
March 15, 2006 - April 30, 2008
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
March 14, 2006 - April 30, 2008
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
October 12, 1999 - March 17, 2006
OSAIC FS, INC.
January 19, 1999 - March 17, 2006
OSAIC FS, INC.
August 1, 1997 - January 22, 1999
SECURITIES SERVICE NETWORK, LLC
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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