Alison Leigh Brandt
Professional Summary
Alison Leigh Brandt, who also goes by Alison L Brandt, Alison Brandt Meade, is a registered financial advisor currently at PENDULUM WEALTH PARTNERS located in Itasca, Illinois. Alison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Alison has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Women's Financial Strategies
- Retirement Planning
Other Aliases
Alison L Brandt, Alison Brandt Meade
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COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
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INDEPENDENT FINANCIAL GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
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J.P. MORGAN SECURITIES LLC
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
xxxxx@xxxx.xxx
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J.P. MORGAN SECURITIES LLC
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
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Current Firm
EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS
Contact Information
Main Address
500 Park Blvd Ste 1400, Itasca, IL 60143Phone Number
(630) 861-6143# of Employees
13SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
927AUM (Assets Under Management)
$282,822,771Similar Advisors
COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
Primary Firm SEC Registration
EJMK VENTURES LLC | PENDULUM WEALTH PARTNERS | PENDULUM PARTNERS
State Registrations and Notice Filings
(5/2/2025)
(9/22/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
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CRS (Client Relationship Summary) - RIA
Click below to view Alison Leigh Brandt's CRS (Customer Relationship Summary).
Services Offered by Alison
- Women's Financial Strategies
- Retirement Planning
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COUNTRY CAPITAL MANAGEMENT COMPANY
J.P. MORGAN SECURITIES LLC
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INDEPENDENT FINANCIAL GROUP, LLC
