Jimmy J. Williams
COMPASS CAPITAL MANAGEMENT
MCALESTER, OK 74501
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CRD#: 2876631
Professional summary
Jimmy Jon Williams, CFP® is a registered financial advisor currently at COMPASS CAPITAL MANAGEMENT, LLC located in Mcalester, Oklahoma and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Tulsa, Oklahoma.
Jimmy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jimmy has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JIMMY J WILLIAMS & CO P.C, PO BOX 795 MCALESTER OK, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, CEO, 07/2020 NIR, 40 HR/YR 0/TRADING HR 2) JIMMY J WILLIAMS & CO PC, MCALESTER OK, 10/2018, PRESIDENT, HOSTING, WRITING, AND PRODUCING WEEKLY AUDIO PODCAST FOCUSED ON MOTIVATION & RELATIONSHIP. NIR, 2/WK 0/TRADING 3) A & G PROPERTIES LLC, PO BOX 795 MCALESTER OK, OWNERSHIP OF LLC, REAL ESTATE MANAGING MEMBER, 08/1988, NIR, 1 HR/YR 0/TRADING HR 4) LifeMasterKey LLC, PO BOX 795 MCALESTER OK, 05/2015, MANAGING MEMBER. LLC MARKETS EDUCATIONAL MATERIALS & SERVICES REGADING FINANCIAL PLANNING AND ETHICS, PROVIDED BY ITS OWNERS. 5 HR/MO 0/TRADING 5) COMPASS CAPITAL MANAGEMENT LLC, 215 E Choctaw Ave., Suite 101, Ste 4, McAlester OK 74501, United States, 06/09/2009, Founder, RIA Affiliation - other than CIRA, INV REL, 140 HR/MO 120HR/TRADING 6) MCALESTER NEWS CAPITAL, 500 S 2ND ST MCALESTER OK, 10/2018 AS EDITORIAL BOARD MEMBER OF LOCAL NEWSPAPER. NIR, 1/MO 1/TRADING 7) JIMMY J WILLIAMS & CO PC, PO BOX 95 321 S 3RD ST STE 4 MCALESTER OK, TEACHING CPE ON FINANCIAL PLANNING TOPICS, 09/2009, CEO, NIR, 10 HR/MO 0/TRADING 8) A & G PROPERTIES LLC, PO BOX 795 MCALESTER OK, MANAGING MEMBER LLC, 08/2008, NIR, 1 HR/YR 0/TRADING HR 9) COMPASS CAPITAL MANAGEMENT LLC, 321 S 3RD ST STE 4 MCALESTER OK, AUTHOR OF FINANCIAL PLANNING BOOK, 03/2012, INV REL, 300 HR/YR 0/TRADING HR 10) OKLAHOMA EMPLOYEES INSURANCE AND BENEFITS BOARD, 3545 NW 58T ST STE 110 OKLAHOMA CITY OK, BOARD MEMBER, 11/2012, NIR, 24 HR YR 18/TRADING HR 11) HSA BANK, 605 N UTH STREET STE 320 SHEBOYGAN WI, HEALTH SAVINGS ACCOUNT, 06/2015, INV REL, 5 HR/YR 1/TRADING HR 12) OKLAHOMA SOCIETY OF CPA'S, 1900 NW EXPRESSWAY STE 910 OKLAHOMA CITY OK, BYLAWS COMMITTEE CHAIRMAN, 07/2019, NIR, 1 HR/MO 12/TRADING HR 13) OKLAHOMA SOCIETY OF CPAS, 5201 N SHARTEL AVE OKLAHOMA CITY OK 73118, 07/2022, BOARD MEMBER, NETWORKING ORGANIZATION, NIR, 1 HR/MO 0 HR/MO TRADING 14) FRIENDSHIP CHURCH OF THE NAZARENE, 2011 Friendship Road, Stuart OK 74570, 04/2023, Board Trustee, Oversight and support of ministerial activities, NIR, 1 HR/MO 0 HR/MO TRADING 15) EAST CENTRAL UNIVERSITY FOUNDATION, INC., 1100 E. 14th Street, PMB Y-8, Ada OK 74820, 01/2025, BOARD MEMBER, VOLUNTEER, NIR, 1 HR/MO - 1 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jimmy Jon Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
May 21, 2009 - Present
COMPASS CAPITAL MANAGEMENT, LLC
Office #1: 215 E. Choctaw Avenue Suite 101, Mcalester, OK 74501RIA
CRD#: 150170
MCALESTER, OK
Current
June 8, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 7366 East 63rd Pl Ste 300, Tulsa, OK 74133Office #2: 215 E. Choctaw Ave., Ste. 101, Mcalester, OK 74501BD
CRD#: 39543
Tulsa, OK
Past
October 31, 2005 - June 8, 2009
OSAIC SERVICES, INC.
BD
CRD#: 133763
MCALESTER, OK
Past
December 15, 2000 - June 8, 2009
ASSET & INVESTMENT ADVISORS, INC.
RIA
CRD#: 115776
MCALESTER, OK
Past
January 12, 2000 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COMPASS CAPITAL MANAGEMENT, LLC
COMPASS CAPITAL MANAGEMENT, LLC
CRD#: 150170 / SEC#: 801-132163
RIA
Registered Investment Advisory firm - (3/14/2025 Approved)Arkansas
Registered Investment Advisory firm - (3/19/2025 Terminated)Oklahoma
Registered Investment Advisory firm - (3/19/2025 Terminated)Texas
Registered Investment Advisory firm - (3/18/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/8/2009)
IAR
Arkansas(7/28/2009)
RR
California(3/5/2012)
RR
Colorado(7/29/2020)
RR
Iowa(1/3/2011)
RR
Kansas(8/12/2013)
RR
Massachusetts(11/12/2014)
RR
Missouri(6/22/2010)
RR
Ohio(1/3/2013)
IAR
Oklahoma(5/21/2009)
RR
Oklahoma(6/8/2009)
RR
South Dakota(8/10/2021)
RR
Texas(6/8/2009)
IAR
Texas(7/29/2009)
RR
Utah(8/10/2021)
RR
Washington(8/31/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
COMPASS CAPITAL MANAGEMENT, LLC
COMPASS CAPITAL MANAGEMENT, LLC
CRD#: 150170 / SEC#: 801-132163
RIA
Registered Investment Advisory firm - (3/14/2025 Approved)Arkansas
Registered Investment Advisory firm - (3/19/2025 Terminated)Oklahoma
Registered Investment Advisory firm - (3/19/2025 Terminated)Texas
Registered Investment Advisory firm - (3/18/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
215 E. Choctaw Avenue Suite 101, Mcalester, OK 74501
Mailing Address
P.o. Box 74502, Mcalester, OK 74501
Phone number
(918) 423-3222
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 107,281,942 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
