Robert Raymond Dufresne Sr
CFP®Professional Summary
Robert Raymond Dufresne SR, CFP®, who also goes by Bob Dufresne Sr, Robert R Dufresne, is a registered financial advisor currently at PLANNED FINANCIAL SECURITY located in Haines City, Florida. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Dufresne Sr, Robert R Dufresne
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PLANNED FINANCIAL SECURITY | ROBERT RAYMOND DUFRESNE
Contact Information
Main Address
Haines City, FLPhone Number
(863) 588-7000# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
55AUM (Assets Under Management)
$41,474,474Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/28/1999)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1997About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Raymond Dufresne SR's CRS (Customer Relationship Summary).
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