Imelda Mejia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Imelda Mejia, who also goes by Imelda Chavez, was a registered financial professional .
Imelda is a previously registered financial professional and started their career in finance in 1997. Imelda had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2012 - February 14, 2025
ALPS DISTRIBUTORS, INC.
September 17, 2001 - September 5, 2008
ALPS DISTRIBUTORS, INC.
May 12, 1997 - April 30, 2001
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
