Dominick A. Delduca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dominick Anthony Delduca, who also goes by Dominick A Delduca, was a registered financial professional .
Dominick is a previously registered financial professional and started their career in finance in 1997. Dominick had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2012 - June 16, 2014
UNITED FIRST PARTNERS LLC
June 22, 2010 - August 24, 2012
ELARA SECURITIES, INC.
October 7, 2008 - January 4, 2010
SPEEDTRADER, INC
August 20, 2008 - November 3, 2008
CTL SECURITIES LLC
June 30, 2008 - August 27, 2008
VISION SECURITIES INC.
May 19, 2008 - October 24, 2008
ALPHASOURCE CAPITAL SECURITIES LLC
September 18, 2007 - May 16, 2008
VISION SECURITIES INC.
June 22, 2006 - September 10, 2007
MCAP LLC
April 30, 2002 - July 15, 2005
FINANCIAL NORTHEASTERN SECURITIES, INC.
May 25, 2001 - April 30, 2002
HENNION & WALSH, INC.
June 12, 2000 - May 17, 2001
NATIONAL SECURITIES CORPORATION
May 12, 1997 - June 14, 2000
J. B. HANAUER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UNITED FIRST PARTNERS LLC
CRD#: 155456 / SEC#: , 8-68718
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADJEDJ, MICHAEL SIMON | PRESIDENT, ELECTED MANAGER | 5854635 |
| MARDEL, STEPHANE CHARLES | CO-PRESIDENT | 5854634 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| SINELNIKOV, PETER SERGEY | PRINCIPAL FINANCIAL OFFICER | 6493208 |
| UNITED FIRST PARTNERS HOLDINGS, LLC | SOLE MEMBER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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