John L. Heinze

HERO INVESTORS

Cincinnati, OH 45242

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CRD#: 2876379

Professional summary

John Lee Heinze JR, who also goes by John Lee Heinze, is a registered financial advisor currently at HERO INVESTORS, LLC located in Cincinnati, Ohio.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 6 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Lee Heinze

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OHIO INSURANCE CONSULTANTS INC,INVESTMENT RELATED,11590 CENTURY BOULEVARD, SUITE 100 CINCINNATI, OH 45246, SALE OF LTC, LIFE & HEALTH INSURANCE, AGENT, 09/2010,80,80: JOHN HEINZ DBA ZUNA RESOURCES, INVESTMENT RELATED, 8755A HARPER POINT DE, CINCINNATI, OH 45249, MARKETING SERVICES, SOLE PROPIETOR, 01/2011, 20, 20.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lee Heinze JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2014 - Present

HERO INVESTORS, LLC

Office #1: 5887 Cornell Road Suite 5, Cincinnati, OH 45242Office #2: 4030 Smith Rd. Suite 200, Cincinnati, OH 45209

RIA

CRD#: 172790

Cincinnati, OH

Past

January 4, 2013 - October 17, 2014

SIGNATURE INVESTMENTS, INC.

RIA

CRD#: 113443

CINCINNATI, OH

Past

January 6, 2011 - December 31, 2012

SICOR SECURITIES INC

RIA

CRD#: 16195

CINCINNATI, OH

Past

January 3, 2011 - October 9, 2013

SICOR SECURITIES INC

CRD#: 16195

CINCINNATI, OH

Past

January 8, 2004 - December 31, 2010

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

CINCINNATI, OH

Past

September 9, 2003 - December 31, 2010

WRP INVESTMENTS, INC.

CRD#: 7365

CINCINNATI, OH

Past

March 14, 2001 - September 19, 2003

EQUITY SERVICES, INC.

RIA

CRD#: 265

CINCINNATI, OH

Past

January 24, 2001 - September 19, 2003

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

December 18, 2000 - January 1, 2001

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

July 28, 1997 - November 13, 2000

WRP INVESTMENTS, INC.

CRD#: 7365

YOUNGSTOWN, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/27/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/4/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/13/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/22/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/26/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HERO INVESTORS, LLC

HERO INVESTORS, LLC | ZUNA RESOURCES

CRD#: 172790 / SEC#:

Ohio

Registered Investment Advisory firm - (10/10/2014 Approved)

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Contact information

Main Address

5887 Cornell Road Suite 5, Cincinnati, OH 45242

Mailing Address

Phone number

(513) 530-9000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John L. Heinze

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lee Heinze JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGNATURE INVESTMENTS, INC.

SICOR SECURITIES INC

SICOR SECURITIES INC

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

USALLIANZ SECURITIES, INC.

WRP INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/4/2004

Series 65

Date: 10/13/2003

Series 7

Date: 12/22/2009

Series 6

Date: 7/26/1997

Current Firm

HERO INVESTORS, LLC

Contact information

Documents

Red Flags

Company Information

HERO INVESTORS, LLC

TRUST BUT VERIFY

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