Monica Y. Castanares
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monica Yvette Castanares was a registered financial professional .
Monica is a previously registered financial professional and started their career in finance in 1997. Monica had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2010 - July 15, 2013
USAA FINANCIAL ADVISORS, INC.
March 8, 2010 - March 23, 2010
USAA FINANCIAL ADVISORS, INC.
January 30, 2008 - March 19, 2008
WAMU INVESTMENTS, INC.
May 29, 2007 - November 2, 2007
CITIGROUP GLOBAL MARKETS INC.
September 24, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
July 15, 1997 - April 11, 2002
USAA INVESTMENT SERVICES COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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