Russell P. Carlson
Professional summary
Russell Paul Carlson, who also goes by Russ Carlson, is a registered financial advisor currently at ARIA WEALTH MANAGEMENT located in Dunwoody, Georgia.
Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Russell has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Russell Paul Carlson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2017 - Present
ARIA WEALTH MANAGEMENT
September 3, 2013 - December 31, 2017
CONCERT WEALTH MANAGEMENT
January 30, 2003 - September 4, 2013
AMERICAN WEALTH MANAGEMENT, INC.
December 3, 2002 - September 4, 2013
AMERICAN WEALTH MANAGEMENT, INC.
May 14, 1997 - November 25, 2002
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
ARIA WEALTH MANAGEMENT
CRD#: 288450 / SEC#: 801-110703
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/16/2017)
Exams
Current Firm
ARIA WEALTH MANAGEMENT
CRD#: 288450 / SEC#: 801-110703
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 616 |
| AUM (Assets Under Management) | $ 122,757,930 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
