Russell P. Carlson

ARIA WEALTH MANAGEMENT

Dunwoody, GA

Some features on this profile are disabled

CRD#: 2876261

Professional summary

Russell Paul Carlson, who also goes by Russ Carlson, is a registered financial advisor currently at ARIA WEALTH MANAGEMENT located in Dunwoody, Georgia.

Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Russell has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Russ Carlson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES, GA #521110. INFREQUENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Paul Carlson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2017 - Present

ARIA WEALTH MANAGEMENT

RIA

CRD#: 288450

Dunwoody, GA

Past

September 3, 2013 - December 31, 2017

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

DUNWOODY, GA

Past

January 30, 2003 - September 4, 2013

AMERICAN WEALTH MANAGEMENT, INC.

RIA

CRD#: 25536

ATLANTA, GA

Past

December 3, 2002 - September 4, 2013

AMERICAN WEALTH MANAGEMENT, INC.

CRD#: 25536

ATLANTA, GA

Past

May 14, 1997 - November 25, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARIA WEALTH MANAGEMENT

ARIA WEALTH MANAGEMENT | SAGE WEALTH MANAGEMENT | FORTRESS RETIREMENT GROUP | ARIA WEALTH MANAGEMENT, INC.

CRD#: 288450 / SEC#: 801-110703

RIA

Registered Investment Advisory firm - (7/5/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 6/2/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/13/1997

General Securities Representative Examination

Current Firm

ARIA WEALTH MANAGEMENT

ARIA WEALTH MANAGEMENT | SAGE WEALTH MANAGEMENT | FORTRESS RETIREMENT GROUP | ARIA WEALTH MANAGEMENT, INC.

CRD#: 288450 / SEC#: 801-110703

RIA

Registered Investment Advisory firm - (7/5/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

20640 3rd Steet Suite 300, Saratoga, CA 95070

Mailing Address

Phone number

(669) 222-1155

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARIA WEALTH PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	616
AUM (Assets Under Management)	$ 122,757,930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Russell P. Carlson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Paul Carlson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCERT WEALTH MANAGEMENT

AMERICAN WEALTH MANAGEMENT, INC.

AMERICAN WEALTH MANAGEMENT, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ARIA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/1997

Series 63

Date: 5/27/1997

Series 31

Date: 6/2/1997

Series 7

Date: 5/13/1997

Current Firm

ARIA WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARIA WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors